Policy and Compliance

Policy & Compliance Webinar Series

If you have questions, Joy has answers!

In this interactive series, our resident expert, Joy K. Gilpin, Vice President of Indecomm Compliance & Mortgage Learning, will field your questions relative to mortgage compliance and policy.

You’ll be able to submit your questions in advance through our LinkedIn group or submit them live during the webinar session.


Are you curious about things like...

  • What policies are you required to have based on entity type, such as broker, mortgage banker, credit union, lender, etc.?
  • As a small broker shop, do you need to update a policy?
  • What requirements do you need to update and oversee learning and policy on an annual basis?
  • What is your risk exposure relative to compliance training?
  • What are the compliance management systems, oversight, and requirements?
  • Does a policy you have provide the appropriate coverage to be considered compliant?

You get the idea! Stay tuned about upcoming webinar dates!

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